Access to the DUNN Portfolio Builder and Performance data is limited to "Accredited Investors"
I certify that I am an Accredited Investor through one of the following requirements:
1. A natural person whose individual net worth, or joint net worth with your spouse or spousal equivalent, exceeds $1 million OR you are an Individual Retirement Account (IRA), a Keogh Plan covering a self-employed individual or a self-directed retirement plan account whose beneficial owner (individually or with spouse or spousal equivalent) with a net worth that exceeds $1 million. Net worth means the total value of assets at fair market value excluding the primary residence. Indebtedness that is secured by the primary residence, up to fair market value of the primary residence shall be excluded except the amount 60 days prior in excess of fair market value shall be included as indebtedness unless as a result of acquisition.
2. A natural person with an income exceeding $200,000 in each of the two most recent years or joint income with spouse or spousal equivalent exceeding $300,000 for the two most recent years and a reasonable expectation of attaining the same income level in the current year.
3. A natural person with one of the following licenses in good standing: General Securities Representative license (Series 7), Private Securities Offerings Representative license (Series 82), or the Investment Adviser Representative license (Series 65).
4. A corporation, partnership, limited liability company, Massachusetts or similar business trust, or a non-profit organization (each, a "business") not formed specifically to acquire the offered securities with total assets in excess of $5 million OR a business, in which all the equity owners are accredited investors.
5. A bank, savings and loan association, broker, dealer, insurance company, registered investment company, or investment advisor relying on an exemption from registration, business development company, licensed small business investment company, or rural business investment company.
6. An employee benefit plan, within the meaning of the U.S. Employee Retirement Income Security Act of 1974, as amended if investment decisions are made by a plan fiduciary which is a bank, savings and loan association, insurance company, or registered investment adviser makes the investment decisions, or if the employee benefit plan has assets in excess of $5 million or if the employee benefit plan is self-directed with investment decisions made solely by persons who are accredited investors.
7. An employee benefit plan established by a government or governmental agency for the benefit of its employees, with total assets in excess of $5 million.
8. A trust with assets in excess of $5 million, not formed to acquire the offered securities and whose investments are directed by a knowledgeable and experienced person capable of evaluating the merits and risks of the investment OR you are a revocable trust whose grantor can revoke the trust and the grantor and trustee are accredited investors OR a trust whose trustee is a bank, savings and loan association, or similar institution.
9. A "family office" or "family client" under the Investment Act of 1940 with (i) with assets under management in excess of $5,000,000, (ii) that is not formed for the specific purpose of acquiring the securities offered, and (iii) whose prospective investment is directed by a person who has such knowledge and experience in financial and business matters that such family office is capable of evaluating the merits and risks of the prospective investment.
